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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-05-06 |
Branch Locations
148 N. 48Th Street Floor 5, Phoenix, AZ 85034 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 01/2013 | 01/2026 |
| Charles Schwab Bank, Ssb | Phoenix | AZ | 04/2017 | 01/2026 |
| Raymond James Financial Services, Inc. | Phoenix | AZ | 04/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Phoenix | AZ | 04/2026 | Present |
(1)Name of Business: Desert Financial Credit Union Address: 148 N 48th St Fl 5, Phoenix, AZ, 85034, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 04/27/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: he Wealth Management Sales Manager leads, motivates, and coaches the Investments sales team to achieve sales targets, providing quality service to clients in a sales and service culture, and meeting organizational business goals. The Sales Manager is responsible for creating an effective and productive work environment through team building, practice management, confidence and engagement. (2)Name of Business: Desert Financial Wealth Management Address: 148 N 48th Street Fl 5, Phoenix, AZ, 85034, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/27/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: The Wealth Management Sales Manager leads, motivates, and coaches the Investments sales team to achieve sales targets, providing quality service to clients in a sales and service culture, and meeting organizational business goals. The Sales Manager is responsible for creating an effective and productive work environment through team building, practice management, confidence and engagement.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-04 |
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