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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-02
  • AZ RA
    APPROVED
    Since 2025-10-02

Branch Locations

148 N. 48Th Street Floor 5, Phoenix, AZ 85034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Phoenix AZ 01/2024 Present
Unemployed Chandler AZ 09/2021 02/2023
Nicolet National Bank Green Ba WI 02/2020 09/2021
Ark Financial Mesa WI 02/2023 01/2024
Fox Communities Credit Union Appleton WI 08/2014 02/2020
Desert Financial Credit Union Phoenix AZ 01/2024 Present
Desert Financial Wealth Management Phoenix AZ 01/2024 Present
Raymond James Financial Services Advisors, Inc. Phoenix AZ 10/2025 Present
  • 01/2024 → Present
    Raymond James Financial Services, Inc.
    Phoenix, AZ
  • 09/2021 → 02/2023
    Unemployed
    Chandler, AZ
  • 02/2020 → 09/2021
    Nicolet National Bank
    Green Ba, WI
  • 02/2023 → 01/2024
    Ark Financial
    Mesa, WI
  • 08/2014 → 02/2020
    Fox Communities Credit Union
    Appleton, WI
  • 01/2024 → Present
    Desert Financial Credit Union
    Phoenix, AZ
  • 01/2024 → Present
    Desert Financial Wealth Management
    Phoenix, AZ
  • 10/2025 → Present
    Phoenix, AZ
Other Businesses

1) Desert Financial Credit Union Investment-related Phoenix, AZ Financial Institution Bank Associate 01/2024 160 hours per month 130 hours during trading 2) Desert Financial Wealth Management Not investment-related Phoenix, AZ DBA/Support Company Advisor 01/2024 0 hours per month 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-24
  • S66 Uniform Combined State Law Examination
    2025-09-24
Other Names
  • Karla Jazmin Contreras Quevedo

View on SEC IAPD

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