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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-24 |
| AZ | RA | APPROVED | 2024-10-28 |
Branch Locations
148 N. 48Th Street Floor 5, Phoenix, AZ 85034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | Scottsdale | AZ | 06/2024 | 10/2024 |
| 4 Peaks Racing | Anthem | AZ | 03/2019 | 02/2020 |
| Ob Sports Golf Management | Scottsdale | AZ | 04/2021 | 03/2022 |
| Flagstaff Golf Association, Aspen Valley | Flagstaff | AZ | 03/2022 | 08/2022 |
| Flagstaff Golf Association, Aspen Valley | Flagstaff | AZ | 07/2021 | 10/2021 |
| Cardinal Group Management | Flagstaff | AZ | 07/2023 | 05/2024 |
| Forest Highlands Golf Association | Flagstaff | AZ | 04/2023 | 06/2024 |
| Coldwell Banker Northland | Flagstaff | AZ | 04/2023 | 07/2024 |
| Northern Arizona University | Flagstaff | AZ | 08/2021 | 05/2024 |
| Brophy College Preparatory | Phoenix | AZ | 05/2014 | 02/2019 |
| Unemployed | Scottsdale | AZ | 03/2020 | 03/2021 |
| Homesmart | Scottsdale | AZ | 07/2024 | Present |
| Raymond James Financial Services, Inc. | Phoenix | AZ | 10/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Phoenix | AZ | 10/2024 | Present |
| Desert Financial Credit Union | Phoenix | AZ | 10/2024 | Present |
| Buffalo Chip Saloon | Cave Creek | AZ | 08/2024 | 04/2025 |
| Not My First Rodeo | Scottsdale | AZ | 01/2025 | Present |
1) Name of Business: Desert Financial Wealth Management Address: 148 N 48th St Fl 5, Phoenix, AZ, 85034-1900, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/20/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment Consultant (2) Name of Business: HomeSmart Address: 8388 E Hartford Dr, Scottsdale, AZ, 85255, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Agent Investment Related: No Start Date: 01/31/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Helping home buyers and sellers navigate issues and find the best real estate solutions available to them. (3) Name of Business: Not My First Rodeo Address: 7150 E 6th Ave, Scottsdale, AZ, 85251, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 01/08/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Security host, checking ID's, "bouncer"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-06 |
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