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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-09-08 |
| NC | RA | APPROVED | 2025-08-15 |
| KY | RA | APPROVED | 2025-06-18 |
| OH | RA | APPROVED | 2025-06-17 |
| IN | RA | APPROVED | 2025-06-12 |
| NJ | RA | APPROVED | 2025-01-06 |
| VA | RA | APPROVED | 2021-07-15 |
| IL | RA | APPROVED | 2021-06-10 |
| NY | RA | APPROVED | 2021-05-18 |
| FL | RA | APPROVED | 2018-06-21 |
| VT | RA | APPROVED | 2014-06-10 |
| PA | RA | APPROVED | 2009-11-23 |
Branch Locations
350 Essjay Road Suite 300, Williamsville, NY 14221 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. Board Member, Greater Buffalo Sports Hall of Fame 703 Washington St, Buffalo, NY 14203, Board Member, Research and ultimately vote on candidates for membership into the GBSHOF. Start Date 7/17/2015, 3 hours per month, $0 Annual Comp 2. Board member/officer/director, Amherst Police Foundation, Amherst Police Foundation 1955 Wehrle Dr, Buffalo, NY 14221, Sit on board to help raise community funding to invest back into the Police Department for equipment and training to enhance the Police force. We hold an annual charity golf tournament and a business person breakfast meeting each year., Start Date 1/8/2021, 2 hours per month, $0 Annual Comp 3.Board member/officer/director, Signal 30 Benefit Fund, Signal 30 Benefit Fund 48 Howard St Albany, NY 12207, Board of Trustees, Help hold charitable events that raise money for the families of NYS Troopers that are killed in the line of duty. There is an annual Charity Event, a golf tournament and a business persons dinner each year, Start Date 1/8/2021, 2 hours per month, $0 Annual Comp
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-05 |
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