Anthony Chapman Williams

Current Employers

Employment History

• 08/2004 → Present
  Anthony Williams
  Phoenix, AZ
• 01/2008 → 10/2020
  Next Financial Group, Inc
  Houston, TX
• 10/2020 → Present
  Cetera Advisors Llc
  Tempe, AZ
• 09/2016 → Present
  Mosaic Insurance Associates
  Tempe, AZ
• 09/2016 → Present
  Mosaic Financial Associates
  Tempe, AZ
• 09/2016 → Present
  Orthopedist Advisory Group
  Tempe, AZ
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-01-22 → 2020-10-30
  Next Financial Group, Inc.
  Tempe, AZ
  Houston, TX
  Scottsdale, AZ
• 1996-11-06 → 2008-01-18
  Marathon Advisors, Inc
  Minneapolis, MN
• 2007-07-30 → 2008-01-16
  Securian Financial Services, Inc.
  Phoenix, AZ
  Scottsdale, AZ
• 2007-07-30 → 2007-12-31
  Cri Securities, Llc
  Phoenix, AZ
  Scottsdale, AZ

Other Businesses

1) NAME OF OTHER BUSINESS: ORTHOPAEDIST ADVISORY GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: PRESIDENT / FINANCIAL ADVISOR ; START DATE: 09/2016 ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: BRANDING FOR SECURITIES BUSINESS ; 2) NAME OF OTHER BUSINESS: MOSAIC FINANCIAL ASSOCIATES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: PRESIDENT / FINANCIAL ADVISOR ; START DATE: 09/2016 ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS ; 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2020 ; APX NUMBER OF HOURS PER WEEK: 4 ; APX NUMBER OF HOURS DURING TRADING HOURS: 4 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND LONG TERM CARE ; 4) NAME OF OTHER BUSINESS: MOSAIC INSURANCE ASSOCIATES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: INSURANCE SALES ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; START DATE: 09/2016 ; APX NUMBER OF HOURS PER WEEK: 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 10 ; BRIEF DESCRIPTION OF DUTIES: PROVIDING INSURANCE PRODUCTS FOR CLIENTS ; 5) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: EDUCATIONAL SPEAKING, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: PAID EDUCATION SPEAKING ENGAGEMENTS; 6) NAME OF OTHER BUSINESS: AMAZON KINDLE E-BOOK INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: BOOK, START DATE: 11/2022, POSITION/TITLE/RELATIONSHIP: AUTHOR, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: E BOOK OFFERED ON AMAZON ENTITLED PRESERVING YOUR LIFE'S WORK; 7) NAME OF OTHER BUSINESS: AMAZON KINDLE E-BOOK INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: BOOK, START DATE: 11/2022, POSITION/TITLE/RELATIONSHIP: AUTHOR, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: E BOOK OFFERED ON AMAZON ENTITLED A CLEAN BILL OF WEALTH; 8) NAME OF OTHER BUSINESS: ANTHONY WILLIAMS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: AMAZON KINDLE E-BOOK; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: AUTHOR; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: AUTHOR OF AMAZON KINDLE E-BOOK TITLED, "PRESERVING YOUR LIFE'S WORK"; 9) NAME OF OTHER BUSINESS: ANTHONY WILLIAMS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: AMAZON KINDLE E-BOOKS; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: AUTHOR; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: AMAZON KINDLE E-BOOK TITLED, "A CLEAN BILL OF WEALTH"; 10) NAME OF OTHER BUSINESS: STEPPING STONES OF HOPE; INVESTMENT RELATED: NO; ADDRESS: 3039 W PEORIA AVE, STE 102-294, PHOENIX, AZ 85029; NATURE OF BUSINESS: NONPROFIT START: 6/2015; TITLE: CAMP DIRECTOR; APX # OF HRS PER WK: 5; APX # OF HRS DURING TRADING HRS: 5; DUTIES: LEAD CAMP, DIRECT ACTIVITES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-11
• S63 Uniform Securities Agent State Law Examination
  1994-06-20

Designations

Other Names

• Anthony C Williams