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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-11-29
  • IL RA
    APPROVED
    Since 2016-11-29

Branch Locations

832 Lincoln Highway, Fairview Heights, IL 62208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 09/2005 11/2016
Raymond James Financial Services, Inc Fairview Heights IL 11/2016 Present
Raymond James Financial Services Advisors Inc. Fairview Heights IL 11/2016 Present
Hillcrest Homeowners Association St. Louis MO 09/2019 10/2022
Previous Registrations
  • 2011-08-02 → 2016-11-07
    St. Louis, MO
    Maryland Heights, MO
  • 2008-10-14 → 2010-08-13
    Kirkwood, MO
    St. Louis, MO
Other Businesses

(1) Name of Business: Caravia Enterprises, LLC Address: 832 Lincoln Highway, Fairview Heights, IL, 62208, United States Activity Type: Rental Real Estate Position/Title: Officer - President Investment Related: Yes Start Date: 11/06/2016 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Caravia Enterprises LLC is the real estate holding entity for our business property. Caravia Financial Group LLC (held out to clients) pays rent to Caravia Enterprises LLC. I serve as President of Caravia Enterprises LLC. (2) Name of Business: Caravia Financial Group Address: 832 Lincoln Highway, Fairview Heights, IL, 62208, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/06/2016 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (3) Name of Business: CVR Properties LLC Address: 3233 Hawthorne Boulevard, Saint Louis, MO, 63104, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/31/2025 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Management of short-term rental property. (4) Name of Business: FACT Group II LP Address: 3233 Hawthorne Blvd., St. Louis, MO, 63104, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 07/16/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am 25% partner of FACT Group II LP which is a company created to own investment real estate properties in the St. Louis, MO metropolitan area.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-10
  • S66 Uniform Combined State Law Examination
    2008-10-10
Other Names
  • Sarah Anne Tapley

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