Sarah Anne Caravia

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 11/2016
  Edward Jones
  St. Louis, MO
• 11/2016 → Present
  Raymond James Financial Services, Inc
  Fairview Heights, IL
• 11/2016 → Present
  Raymond James Financial Services Advisors Inc.
  Fairview Heights, IL
• 09/2019 → 10/2022
  Hillcrest Homeowners Association
  St. Louis, MO

Previous Registrations

• 2011-08-02 → 2016-11-07
  Edward Jones
  St. Louis, MO
  Maryland Heights, MO
• 2008-10-14 → 2010-08-13
  Edward Jones
  Kirkwood, MO
  St. Louis, MO

Other Businesses

(1) Name of Business: Caravia Enterprises, LLC Address: 832 Lincoln Highway, Fairview Heights, IL, 62208, United States Activity Type: Rental Real Estate Position/Title: Officer - President Investment Related: Yes Start Date: 11/06/2016 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Caravia Enterprises LLC is the real estate holding entity for our business property. Caravia Financial Group LLC (held out to clients) pays rent to Caravia Enterprises LLC. I serve as President of Caravia Enterprises LLC. (2) Name of Business: Caravia Financial Group Address: 832 Lincoln Highway, Fairview Heights, IL, 62208, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/06/2016 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (3) Name of Business: CVR Properties LLC Address: 3233 Hawthorne Boulevard, Saint Louis, MO, 63104, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/31/2025 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Management of short-term rental property. (4) Name of Business: FACT Group II LP Address: 3233 Hawthorne Blvd., St. Louis, MO, 63104, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 07/16/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am 25% partner of FACT Group II LP which is a company created to own investment real estate properties in the St. Louis, MO metropolitan area.

Exams

• S66 Uniform Combined State Law Examination
  2008-10-10

Other Names

• Sarah Anne Tapley