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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-01-08
TX RA APPROVED_RES 2017-01-28
IL RA APPROVED 2016-11-10
  • MO RA
    APPROVED
    Since 2019-01-08
  • TX RA
    APPROVED_RES
    Since 2017-01-28
  • IL RA
    APPROVED
    Since 2016-11-10

Branch Locations

832 Lincoln Highway, Fairview Heights, IL 62208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 04/2006 11/2016
Raymond James Financial Services, Inc. Fairview Heights IL 11/2016 Present
Raymond James Financial Services Advisors Inc. Fairview Heights IL 11/2016 Present
Previous Registrations
  • 2007-01-18 → 2016-11-09
    Swansea, IL
    Swansea, IL
    St Louis, MO
Other Businesses

(1)Name of Business: Belleville Public Schools District #118 Educational Foundation Address: 105 West A Street, Belleville, IL, 62220, United States Activity Type: Non profit Position/Title: Other Investment Related: Yes Start Date: 12/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of the board which will attend quarterly meetings and have voting ability addressing items to financially support the school district. (2)Name of Business: Caravia Financial Group Address: 832 Lincoln Highway, Fairview Heights, IL, 62208, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/07/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Proprietor/Owner (3)Name of Business: Caravia Holdings Group, Inc Address: 832 Lincoln Highway, Fairview Heights, IL, 62208, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 11/07/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (4)Name of Business: CVR Properties, LLC Address: 3233 Hawthorne Boulevard, Saint Louis, MO, 63104, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/08/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage profitability of STR (5)Name of Business: FACT Group, LLC Address: 3233 Hawthorne Boulevard, Saint Louis, MO, 63104, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/22/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Invest in residential real estate properties to improve and sell, or lease to occupants. (6)Name of Business: Phil Caravia Golf Address: 2732 McNair Avenue, Saint Louis, MO, 63118, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/01/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Participate in golf tournaments to win prize money. Practice playing skill necessary to compete. (7)Name of Business: Violence Prevention Center of SW Illinois Address: 605 East Main Street, Belleville, IL, 62220, United States Activity Type: Non profit Position/Title: Other Investment Related: Yes Start Date: 11/07/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Discuss/advise as a group to the board on financial related items of the non profit organization

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-23
S63 Uniform Securities Agent State Law Examination 2006-06-23
  • S66 Uniform Combined State Law Examination
    2006-12-23
  • S63 Uniform Securities Agent State Law Examination
    2006-06-23
Other Names
  • Phillip A Caravia

View on SEC IAPD

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