Broc Anthony Losing

1 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2022-07-20

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Kum And Go	Springfield	MO	04/2016	05/2017
Dominos	Springfield	MO	05/2017	12/2019
Mid Missouri Bank	Springfield	MO	04/2019	05/2021
Ameriprise Financial Wilks And Associates	Springfield	MO	05/2021	06/2022
Student	Springfield	MO	08/2015	12/2019
Scott Underwood	Saint Louis	MO	06/2022	07/2022
Scott Underwood	Saint Louis	MO	07/2022	10/2025
Northwestern Mutual Investment Services Llc	Fairview Hts	IL	07/2022	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	10/2023	Present
Adam Tiberi	Fairview Hts	IL	11/2025	Present
Eric S Mathus	Fairview Hts	IL	05/2026	Present

04/2016 → 05/2017

Kum And Go

Springfield, MO
05/2017 → 12/2019

Dominos

Springfield, MO
04/2019 → 05/2021

Mid Missouri Bank

Springfield, MO
05/2021 → 06/2022

Ameriprise Financial Wilks And Associates

Springfield, MO
08/2015 → 12/2019

Student

Springfield, MO
06/2022 → 07/2022

Scott Underwood

Saint Louis, MO
07/2022 → 10/2025

Scott Underwood

Saint Louis, MO
07/2022 → Present

Northwestern Mutual Investment Services Llc

Fairview Hts, IL
10/2023 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI
11/2025 → Present

Adam Tiberi

Fairview Hts, IL
05/2026 → Present

Eric S Mathus

Fairview Hts, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-30

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