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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-01-04
TX RA APPROVED_RES 2016-06-27
MO RA APPROVED 2007-02-20
  • IL RA
    APPROVED
    Since 2017-01-04
  • TX RA
    APPROVED_RES
    Since 2016-06-27
  • MO RA
    APPROVED
    Since 2007-02-20

Branch Locations

Executive Plaza 1 Ste 260 333 Salem Pl, Fairview Heights, IL 62208 • United States

5377 Highway N Ste 218, Cottleville, MO 63304 • United States

149 Chesterfield Business Pkwy, Chesterfield, MO 63005 • United States

109 Chesterfield Business Pkwy, Chesterfield, MO 63005-1233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chesterfield MO 06/2004 03/2020
Ameriprise Financial Services, Llc Chesterfield MO 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 3457 Cambridge Ave, , Maplewood, MO, 63143; Not Investment-Related; 01/01/2022. Business Ownership; Confluence Limited LLC; Owner; This LLC pays for our practice's rent and employee salaries/benefits.; 109 Chesterfield Business Pkwy, , Chesterfield, MO, 63005; Investment-Related; 02/09/2021; 0 hours per month; 0 during trading hours. Outside Employment; MJB Ventures; Other; LLC will own mutual funds and stocks that will make income distributions to Ameriprise business partners or fund future business investments.; 10222 East Nolina Trail, , Scottsdale, AZ, 85262; Investment-Related; 05/15/2026; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-12
  • S66 Uniform Combined State Law Examination
    2004-08-12
Other Names
  • Steve Knoebber

View on SEC IAPD

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