Anh Le

Current Employers

Employment History

• 10/2010 → 09/2025
  Avantax Investment Services, Inc.
  Fairview Heights, IL
• 10/2010 → 09/2025
  Avantax Insurance Agency, Llc.
  Fairview Heights, IL
• 09/2007 → 12/2018
  Le Financial Inc.
  Fairview Heights, IL
• 01/2019 → Present
  Anh Le Cpa Llc
  Creve Coeur, MO
• 09/2023 → Present
  Midwest Tax Resolution Center
  Creve Coeur, MO
• 09/2023 → Present
  Le Financial Associates
  Creve Coeur, MO
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Creve Coeur, MO
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-07-08 → 2025-09-05
  Avantax Advisory Services
  Fairview Heights, IL
  Creve Coeur, MO

Other Businesses

1) ANH LE CPA LLC; POSITION: President NATURE: Tax and Accounting Services INVESTMENT RELATED: No NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2019 ADDRESS: 12400 Olive Blvd, Suite 320, Creve Coeur MO 63141, United States; DESCRIPTION: Principle officer. 2) COMPASSIONATE BUDDHA TEMPLE; POSITION: Trustee NATURE: This is an 501C3 non-profit Buddha temple. It is a voluntary position. No compensation for any of its members. All Buddhist priests take vow of poverty. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2017; ADDRESS: 911 Lemay Ferry Rd, St Louis MO 63125, United States; DESCRIPTION: I handle only governmental relationship affair and have no role in running the temple and no role in any treasury affair. 3) ROTARY CLUB OF FAIRVIEW HEIGHTS, IL POSITION: Member NATURE: Service organization for humanity such as Stop Hunger, End Polio, etc.None of member has any compensation.There is no official address for the club. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: none, Fairview Heights MO 63141, United States DESCRIPTION: Just a member. 4) MIDWEST TAX RESOLUTION CENTER POSITION: owner NATURE: Provide tax issue solutions for tax clients in compliance with current tax law. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 09/18/2023 ADDRESS: 12400 Olive Blvd, Suite 320, Creve Coeur MO 63141, United States DESCRIPTION: Provide tax issue solutions for tax clients in compliance with current tax law. 5) LE FINANCIAL ASSOCIATES POSITION: owner NATURE: Provide financial guidance to clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/18/2023 ADDRESS: 12400 Olive Blvd, Suite 320, Creve Coeur MO 63141, United States DESCRIPTION: Provide financial guidance to clients.

Exams

• S66 Uniform Combined State Law Examination
  2011-06-23
• S63 Uniform Securities Agent State Law Examination
  2010-12-31