Best Investors Account Sign in

Thomas Wayne Grierson

Wells Fargo Clearing Services, LLC

Charlottesville, VA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-01
VA RA APPROVED 2016-09-01
  • TX RA
    APPROVED
    Since 2016-09-01
  • VA RA
    APPROVED
    Since 2016-09-01

Branch Locations

100 E South St, Charlottesville, VA 22902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2016
Wells Fargo Advisors, Llc Charlottesville VA 09/2016 11/2016
Wells Fargo Clearing Services, Llc Charlottesville VA 11/2016 Present
  • 01/2015 → 09/2016
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Charlottesville, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Charlottesville, VA
Previous Registrations
  • 2009-06-01 → 2016-09-09
    Morgan Stanley
    Charlottesville, VA
  • 2005-09-30 → 2009-06-01
    Citigroup Global Markets Inc.
    Charlottesville, VA
    Charlottesville, VA
  • 2004-02-27 → 2005-10-05
    Morgan Stanley Dw Inc.
    Chrltsvlle, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-24
S63 Uniform Securities Agent State Law Examination 1994-08-05
  • S65 Uniform Investment Adviser Law Examination
    2004-02-24
  • S63 Uniform Securities Agent State Law Examination
    1994-08-05
Designations
Other Names
  • Tom Grierson

View on SEC IAPD

Other Firms

HARREN EQUITY PARTNERS, LLC
CARY STREET PARTNERS
SELBY LANE CAPITAL, LLC
VIRGINIA GLOBAL ASSET MANAGEMENT, LLC
MORGAN STANLEY
SWIFT RUN CAPITAL MANAGEMENT
TRUIST ADVISORY SERVICES, INC.
BLUESTEM ASSET MANAGEMENT, LLC

Other Investors

JOHN MICHAEL SLOAD
DAVID AUSTIN LEMON
LUCAS M HIGGINS
BENJAMIN DRISKILL MOLINAYVEDIA
SYDNEY LEONARD
JOHN WALTER HIGGINS
RAY FRANKLIN KAUFFMAN
PATRICIA HORNE WOODIE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CHARLOTTESVILLE, VA
HARREN EQUITY PARTNERS, LLC · CHARLOTTESVILLE, VA
CARY STREET PARTNERS · Charlottesville, VA
CARY STREET PARTNERS · Charlottesville, VA
CARY STREET PARTNERS · Charlottsville, VA
SELBY LANE CAPITAL, LLC · CHARLOTTESVILLE, VA
VIRGINIA GLOBAL ASSET MANAGEMENT, LLC · Charlottesville, VA
MORGAN STANLEY · Charlottesville, VA

More in Charlottesville, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor