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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-13 |
| NC | RA | APPROVED | 2012-09-24 |
Branch Locations
2150 Country Club Rd Ste 300, Winston Salem, NC 27104 • United States
Winston Salem, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | High Point | NC | 09/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Winston Salem | NC | 03/2020 | Present |
Business Ownership; Sea Oats LMR, LLC; Co-owner; Real Estate; 9 Sea Oats Lane, , Wrightsville Beach, NC, 28480; Not Investment-Related; 06/01/2025; 0 hours per month; 0 during trading hours. Board of Directors; LWS Board of Directors; Executive Committee Treasurer; 624 West 6th Street, , Winston Salem, NC, 27101; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-23 |
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