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Heather M Candler

Morgan Stanley

Oklahoma City, OK

Cushing, OK

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2021-01-22
TX RA APPROVED 2021-01-22
  • OK RA
    APPROVED
    Since 2021-01-22
  • TX RA
    APPROVED
    Since 2021-01-22

Branch Locations

6305 Waterford Boulevard Suite 240, Oklahoma City, OK 73118 • United States

222 East Moses, Cushing, OK 74023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Edmond OK 11/2011 11/2016
Wells Fargo Clearing Services, Llc Edmond OK 11/2016 01/2021
Morgan Stanley Smith Barney Llc Oklahoma City OK 01/2021 Present
Morgan Stanley Private Bank, N.A New York NY 05/2021 Present
  • 11/2011 → 11/2016
    Wells Fargo Advisors Llc
    Edmond, OK
  • 11/2016 → 01/2021
    Wells Fargo Clearing Services, Llc
    Edmond, OK
  • 01/2021 → Present
    Morgan Stanley Smith Barney Llc
    Oklahoma City, OK
  • 05/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-20
  • S66 Uniform Combined State Law Examination
    2005-06-20
Other Names
  • Heather Michele Ruffin
  • Heather Michele Ruffin
  • Heather Michele Cain
  • Heather Michele Candler

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OKLAHOMA CITY, OK
HILLTOP SECURITIES INC. · OKLAHOMA CITY, OK
LPL FINANCIAL LLC · OKLAHOMA CITY, OK
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EQUITABLE ADVISORS, LLC · OKLAHOMA CITY, OK
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