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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-11-30
TX RA APPROVED 2017-11-30
  • PA RA
    APPROVED
    Since 2017-11-30
  • TX RA
    APPROVED
    Since 2017-11-30

Branch Locations

1605 Carmody Court Suite 200, Sewickley, PA 15143 • United States

Wexford, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Pittsburgh PA 04/2009 11/2017
Rbc Capital Markets, Llc. Sewickley PA 11/2017 Present
City National Bank Sewickley PA 01/2019 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-03-22
  • S63 Uniform Securities Agent State Law Examination
    1996-03-22

View on SEC IAPD

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