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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2019-11-13 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Salt Lake City, UT • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Salt Lake City | UT | 03/2008 | Present |
| Cambria Capital, Llc | Salt Lake City | UT | 02/2010 | 02/2019 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 10/2019 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 10/2019 | Present |
1) INSURANCE LICENSE-ACCIDENT, HEALTH, LIFE, VARIABLE LIFE AND VARIABLE ANNUITIES- 141 E. 5600 S, SUITE 106, SALT LAKE CITY, UT 84107; INVESTMENT RELATED; INSURANCE SALES AND SERVICE; PRESIDENT; 5% OF TIME SPENT. 2) PERSONAL REPRESENTATIVE AND CO-TRUSTEE OF THE RAYMOND PETERSON TRUST - 141 E. 5600 S, SUITE 107, SALT LAKE CITY, UT 84107; INVESTMENT RELATED; ESTATE ADMINSTRATION; PERSONAL REP AND CO-TRUSTEE; 2% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-05-06 |
| S65 | Uniform Investment Adviser Law Examination | 1994-05-06 |
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