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70 Gedney Way, White Plains, NY 10605 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-10 |
| NY | RA | APPROVED | 2021-08-07 |
| CT | RA | APPROVED | 2018-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | White Plains | NY | 05/2009 | 09/2017 |
| Prato Capital Management | White Plains | NY | 09/2017 | Present |
BUSHNELL MANAGEMENT, LLC & STARLIFTER 6TH PROPERTIES; NON-INVESTMENT RELATED; OWNER; COMMERCIAL REAL ESTATE; NO TIME SPENT DURING SECURITY HOURS; STATE 12/2019. CJD AVIATION, LLC; NON-INVESTMENT RELATED; OWNER; HOLDING COMPANY FOR AIRPLANE INVESTMENT; NO TIME SPEND; 01/2021 INDEPENDENT LIFE INSURANCE AGENT - 1 HR PER MO; INVESTMENT RELATED; INSURANCE SALES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-30 |
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