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Mark Gardner Jongewaard

LPl Financial LLC

Rolling Hills Est, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-09
CA RA APPROVED 2009-09-24
  • TX RA
    APPROVED_RES
    Since 2009-10-09
  • CA RA
    APPROVED
    Since 2009-09-24

Branch Locations

777 Silver Spur Rd # 214, Rolling Hills Est, CA 90274 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Corporation Playa Del Ray CA 09/2009 Present
  • 09/2009 → Present
    Lpl Financial Corporation
    Playa Del Ray, CA
Previous Registrations
  • 2002-07-11 → 2011-08-04
    Playa Financial Advisors
    Playa Del Rey, CA
  • 1999-11-04 → 2009-10-13
    Associated Planners Investment Advisory Inc
    Playa Del Rey, CA
Other Businesses

(1) 8/31/2011: DBA ONLY - PLAYA FINANCIAL, INC. - PLAYA DEL REY, CA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-04
S63 Uniform Securities Agent State Law Examination 1994-06-22
  • S65 Uniform Investment Adviser Law Examination
    1999-10-04
  • S63 Uniform Securities Agent State Law Examination
    1994-06-22

View on SEC IAPD

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Other Investors

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Marco A Vasquez
Roger Romero Szendrey
MARK ANTHONY BOUJIKIAN
MICHELLE NUTTMAN
JOHN ANDRAOS
JOHN BACICH

Other Offices

PRIVATE ADVISOR GROUP, LLC · Rolling Hills Estates, CA
EDWARD JONES · ROLLING HILLS ESTATE, CA
EDWARD JONES · ROLLING HILLS EST, CA
U.S. BANCORP ADVISORS, LLC · Rolling Hills Estates, CA
KEYMARK FINANCIAL · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO CLEARING SERVICES, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA

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