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Marco A Vasquez

Edward Jones

Rolling Hills Est, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-08
  • CA RA
    APPROVED
    Since 2022-08-08

Branch Locations

501 Deep Valley Dr Ste 210, Rolling Hills Est, CA 90274 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc South Gate CA 02/2016 11/2016
Wells Fargo Bank Na South Gate CA 11/2013 07/2022
Wells Fargo Clearing Services Llc Torrance CA 11/2016 08/2022
Edward Jones St Louis MO 08/2022 Present
  • 02/2016 → 11/2016
    Wells Fargo Advisors Llc
    South Gate, CA
  • 11/2013 → 07/2022
    Wells Fargo Bank Na
    South Gate, CA
  • 11/2016 → 08/2022
    Wells Fargo Clearing Services Llc
    Torrance, CA
  • 08/2022 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-01
S63 Uniform Securities Agent State Law Examination 2016-04-05
  • S65 Uniform Investment Adviser Law Examination
    2020-12-01
  • S63 Uniform Securities Agent State Law Examination
    2016-04-05
Other Names
  • Marco Vasquez
  • Marco Antonio Vasquez

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
WELLS FARGO CLEARING SERVICES, LLC
LPL FINANCIAL LLC
RAYMOND JAMES & ASSOCIATES, INC.
RBC CAPITAL MARKETS, LLC

Other Investors

PETER guergues HAROUN
Jonathan Michael Ford
Roger Romero Szendrey
MARK ANTHONY BOUJIKIAN
MICHELLE NUTTMAN
JOHN ANDRAOS
JOHN BACICH
JOSHUA KONDO

Other Offices

PRIVATE ADVISOR GROUP, LLC · Rolling Hills Estates, CA
EDWARD JONES · ROLLING HILLS ESTATE, CA
U.S. BANCORP ADVISORS, LLC · Rolling Hills Estates, CA
KEYMARK FINANCIAL · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO CLEARING SERVICES, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
LPL FINANCIAL LLC · RANCHO PALOS VERDES, CA

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