Peter Guergues Haroun

Current Employers

Employment History

• 11/2008 → 08/2021
  Wells Fargo Bank, N.A.
  Rolling Hills Estates, CA
• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Los Angeles, CA
• 11/2016 → 08/2021
  Wells Fargo Clearing Services, Llc
  Rolling Hills Estates, CA
• 09/2021 → Present
  Lpl Financial Llc
  Rolling Hills Estates, CA
• 09/2021 → 07/2026
  Mariner Independent Advisor Network, Llc
  Rolling Hills Estates, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2021-09-17 → 2026-06-26
  Mariner Advisor Network
  Rolling Hills Estates, CA
• 2021-02-04 → 2021-08-12
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
  Beverly Hills, CA
  Oxnard, CA
  El Segundo, CA
  Torrance, CA
  Rolling Hills Estates, CA
  El Segundo, CA

Other Businesses

1. 9/16/2021 - EQ Private Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/2021. 2. 04/27/2023 - FR Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/01/2023 - 20 Hours Per Month/20 Hours During Securities Trading 3. 04/27/2023 - First Responder Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/01/2023 - 20 Hours Per Month/20 Hours During Securities Trading 4. 09/29/2023 - HIGHLAND CAPITAL - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 08/24/2023 - 5 Hours Per Month 1 Hours During Trading 5. 10/14/2024 - Haroun Financial Group, Inc. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 10/03/2024 - 0 Hours Per Month/ During Trading 6. 07/01/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-02-04
• S63 Uniform Securities Agent State Law Examination
  2008-03-21

Designations

Other Names

• Peter Haroun
• Peter G Haroun
• Peter George Haroun