Aldo Lozano

Current Employers

Mulholland Wealth Advisors, Llc

4110 N. Scottsdale Rd., Ste. 125, Scottsdale, AZ 85251 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-06-29

AZ RA
APPROVED

Since 2023-06-29

Branch Locations

4110 N. Scottsdale Rd., Ste. 125, Scottsdale, AZ 85251 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley	El Segundo	CA	03/2016	Present
Morgan Stanley Bank, N.A	New York	NY	06/2018	Present
Morgan Stanley Private Bank, N.A	New York	NY	05/2016	Present

03/2016 → Present

Morgan Stanley

El Segundo, CA
06/2018 → Present

Morgan Stanley Bank, N.A

New York, NY
05/2016 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2016-03-22 → 2022-11-22

Morgan Stanley

El Segundo, CA
2009-03-27 → 2016-04-14

Rbc Capital Markets, Llc

Beverly Hills, CA

El Segundo, CA
2003-07-01 → 2009-03-27

Wells Fargo Clearing Services, Llc

Rolling Hills Estates, CA

Rolling Hills Estates, CA
2003-06-13 → 2003-07-01

Prudential Equity Group, Llc

Rolling Hills Estates, CA
2000-03-06 → 2003-06-26

Citigroup Global Markets Inc.

Rolling Hills, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-07-18
S63	Uniform Securities Agent State Law Examination	1994-10-10

S66 Uniform Combined State Law Examination

2000-07-18
S63 Uniform Securities Agent State Law Examination

1994-10-10

View on SEC IAPD

Current Employers

Mulholland Wealth Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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