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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2025-11-13 |
| TN | RA | APPROVED | 2025-11-13 |
| TX | RA | APPROVED | 2025-11-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Memphis | TN | 06/2015 | Present |
| Cetera Investment Advisers Llc | Memphis | TN | 06/2015 | 12/2023 |
| Cetera Investment Services Llc | St.CLoud | MN | 06/2015 | Present |
| Cetera Investment Advisers Llc | Southaven | MS | 11/2025 | Present |
1.)BOARD OF DIRECTORS, CORPORATE MEMBERSHIP DIRECTOR OF HIGHLAND HUNDRED FOOTBALL BOOSTER GROUP; FOOTBALL BOOSTER GROUP FOR UNIVERSITY OF MEMPHIS FOOTBALL PROGRAM
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-25 |
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