Roger Joel Conde

Current Employers

Employment History

• 10/2005 → 10/2019
  Pacific Retirement Advisors, Inc.
  El Segundo, CA
• 01/2014 → 05/2019
  Ira Wealth Management
  El Segundo, CA
• 07/2013 → 10/2019
  First Allied Securities Inc.
  San Diego, CA
• 07/2013 → 10/2019
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 05/2019 → 03/2022
  Jlife Wealth Management
  El Segundo, CA
• 10/2019 → 03/2022
  Founders Financial Securities, Llc
  Towson, MD
• 03/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 03/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2019-10-31 → 2022-03-30
  Founders Financial Securities Llc
  Towson, MD
  Manhattan Beach, CA
  El Segundo, CA
• 2013-07-18 → 2019-10-31
  First Allied Advisory Services, Inc.
  El Segundo, CA
  Mahattan Beach, CA
  El Segundo, CA
• 2014-01-17 → 2019-07-03
  Ira Wealth Management
  El Segundo, CA
• 2009-02-05 → 2015-12-31
  Pacific Retirement Advisors, Inc
  El Segundo, CA
• 2011-09-22 → 2013-07-25
  Financial Counseling Resources Llc
  Santa Ana, CA
• 2008-04-01 → 2013-07-18
  Npb Financial Group, Llc
  Manhattan Beach, CA
  San Juan Capistrano, CA
• 2007-09-10 → 2008-04-02
  J P Turner & Company Capital Management, Llc
  El Segundo, CA
• 2005-11-03 → 2007-04-16
  Next Financial Group, Inc.
  El Segundo, CA
  El Segundo, CA
• 2005-09-22 → 2005-11-01
  Ira Wealth Management
  El Segundo, CA
• 2002-07-15 → 2005-09-12
  Penniall & Associates, Inc.
  Pasadena, CA
• 2001-08-08 → 2002-08-01
  Sunamerica Securities, Inc.
  El Segundo, CA

Other Businesses

1) INSURANCE / 1646 Nelson Ave., Manhattan Beach, Manhattan Beach CA 90266 / 01/01/2010 / INV REL / INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES / 10 HR/MO - 5 HR/MO TRADING 2) JLIFE WEALTH MANAGEMENT / 1646 Nelson Ave., Manhattan Beach CA 90266 / 05/07/2019 / INV REL / OWNER - DBA FOR ADVISORY BUSINESS / 160 HR/MO - 160 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 03/30/2022

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-14
• S63 Uniform Securities Agent State Law Examination
  1994-06-09