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Clyde W Pelton

Morgan Stanley

Lexington, KY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
KY RA APPROVED 2010-02-16
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • KY RA
    APPROVED
    Since 2010-02-16

Branch Locations

444 East Main Street Suite 111, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Lexington KY 02/2010 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 02/2010 → Present
    Morgan Stanley Smith Barney
    Lexington, KY
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-10
S63 Uniform Securities Agent State Law Examination 1994-05-06
  • S65 Uniform Investment Adviser Law Examination
    2005-05-10
  • S63 Uniform Securities Agent State Law Examination
    1994-05-06
Other Names
  • Clyde W Jr Pelton

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

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