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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-02-20
  • CT RA
    APPROVED
    Since 2018-02-20

Branch Locations

29 S Main St Ste 201, West Hartford, CT 06107-2454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 02/1993 Present
Northwestern Mutual Investment Services, Llc Syracuse NY 03/1994 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2017 Present
  • 02/1993 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/1994 → Present
    Syracuse, NY
  • 03/2017 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, 2668 GLENDALE AVE, 2668 GLENDALE AVE, GREEN BAY, , WISCONSIN, 54313, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 05/24/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COLLECT RENT 3. TRUSTEE, NM WEST HARTFORD RETIREMENT, START DATE: 09/10/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CO TRUSTEE OF OUR EMPLOYEES 401 K PLAN. I AM NOT THE REP OF RECORD. 4. 100% OWNER PIZZUTI GROUP, LLC, MP GENERAL AGENT LEGAL ENTITY, START DATE: 02/06/2020, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+ 5. 100% OWNER, DDP LLC, FIELD MANAGEMENT ENTITY RECEIVING WMC-RELATED OVERRIDES, START DATE: 01/12/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-08
S63 Uniform Securities Agent State Law Examination 1994-05-16
  • S66 Uniform Combined State Law Examination
    2011-03-08
  • S63 Uniform Securities Agent State Law Examination
    1994-05-16

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