Giuseppe S Fiducia

Tiaa-Cref Individual & Institutional Services, LLC

West Hartford, CT

Barkhamsted, CT

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Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-05-06
CT	RA	APPROVED	2014-02-24

NJ RA
APPROVED

Since 2026-05-06
CT RA
APPROVED

Since 2014-02-24

Branch Locations

75 Isham Rd 2Nd Floor, West Hartford, CT 06107 • United States

Barkhamsted, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	West Hartford	CT	02/2014	Present
Tiaa-Cref Individual & Institutional Services, Llc	West Hartford	CT	02/2014	Present

02/2014 → Present

Tiaa

West Hartford, CT
02/2014 → Present

Tiaa-Cref Individual & Institutional Services, Llc

West Hartford, CT

Previous Registrations

2005-07-08 → 2014-02-10

Strategic Advisers Llc

West Hartford, CT
2003-11-17 → 2005-06-01

Osaic Institutions, Inc.

Litchfield, CT
2001-05-02 → 2003-10-08

Wells Fargo Clearing Services, Llc

Hamden, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-05-27
S63	Uniform Securities Agent State Law Examination	1994-05-16

S65 Uniform Investment Adviser Law Examination

1994-05-27
S63 Uniform Securities Agent State Law Examination

1994-05-16

Other Names

Joseph S Fiducia
Giuseppe Salvatore Fiducia
Joseph Salvatore Fiducia

View on SEC IAPD

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