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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-24
PA RA APPROVED 2009-10-05
  • TX RA
    APPROVED
    Since 2018-07-24
  • PA RA
    APPROVED
    Since 2009-10-05

Branch Locations

2607 Nicholson Road Ste 1100 Building 2, Sewickley, PA 15143 • United States

Cranberry Twp, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Cranberry Township PA 10/2009 09/2021
Ameriprise Financial Services, Inc. Sewickley PA 10/2009 03/2020
Ameriprise Financial Services, Llc Sewickley PA 03/2020 Present
  • 10/2009 → 09/2021
    Ameriprise Financial Services, Inc.
    Cranberry Township, PA
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Sewickley, PA
  • 03/2020 → Present
    Sewickley, PA
Previous Registrations
  • 2003-07-03 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Cranberry Township, PA
    Titusville, PA
    Monroeville, PA
    Conneaut, OH
    Eaton, OH
    Lakewood, NY
    Princeton, WV
    Bryan, OH
    Ligonier, PA
    Brook Park, OH
    Wapakoneta, OH
    Moon Township, PA
    Wauseon, OH
    Cranberry Township, PA
  • 2003-03-05 → 2003-07-10
    Pittsburgh, PA
Other Businesses

Real Estate Ownership; Single Family; 141 Bellevue Road Pittsburgh 15229, ,; ; / Single Family; 1219 Evergreen Ave. Millvale Pa 15209, ,; ; / Single Family; 1005 2nd ave Mckees Rocks Pa 15136, ,; Investment-Related; 05/02/2017 / Single Family; 1007 2nd street McKees Rocks pa 15136, ,; Investment-Related; 05/02/2017. Outside Employment; Poach, Koury & Associates; employee; Manage advisory business; 1150 Washington Road, , Washington, PA, 15301; Investment-Related; 09/01/2021; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-07
S63 Uniform Securities Agent State Law Examination 1994-08-19
  • S65 Uniform Investment Adviser Law Examination
    2001-03-07
  • S63 Uniform Securities Agent State Law Examination
    1994-08-19
Other Names
  • Rc Freedman

View on SEC IAPD

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