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Van Michael Schaffer

LPl Financial LLC

San Diego, CA

Lawrence, KS

Lawrence, KS

CRD 2471974

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-04-21
  • KS RA
    APPROVED
    Since 2026-04-21

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

3310 Mesa Way Ste. 101, Lawrence, KS 66049 • United States

3310 Mesa Way Ste. 101, Lawrence, KS 66049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Van Schaffer Lawrence KS 10/1994 Present
Nations Financial Group, Inc. Lawrence KS 08/2010 04/2026
Great Plains Financial Group Lawrence KS 08/2010 01/2017
Lpl Financial Llc Lawrence KS 04/2026 Present
Previous Registrations
Other Businesses

1.04/21/2026; Van Schaffer; Outside/W-2 Employment; Not Investment Related; LAWRENCE,KS; Start Date 02/01/2011; 10hrs/mth; 0hrs during trading 2.04/21/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Fifteen 22 financial partners; Investment Related; at Reported Business Location(s); Start Date 01/01/2017; 200hrs/mth; 150hrs during trading 3.04/21/2026; Dragon 80; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 06/10/2025; 10hrs/mth; 5hrs during trading 4.08/31/2026; simplicty group; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/27/2026; 5hrs/mth; 5hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-12
S63 Uniform Securities Agent State Law Examination 1994-09-01
  • S66 Uniform Combined State Law Examination
    2015-02-12
  • S63 Uniform Securities Agent State Law Examination
    1994-09-01
Other Names
  • Van Michael Schaffer

View on SEC IAPD

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