Karl E Schwartz

Current Employers

Employment History

• 09/2012 → 12/2016
  Blackrock Investments, Llc
  Bloomfield, MI
• 12/2016 → 03/2019
  Aqr Investments, Llc
  Greenwich, CT
• 06/2019 → 12/2019
  Allianz Global Investors Us Llc
  New York, NY
• 05/2022 → 07/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Farmington Hills, MI
• 03/2020 → 05/2022
  Lincoln Financial Distributors, Inc
  Philadelphia, PA
• 05/2022 → 07/2024
  Bank Of America, N.A.
  Farmington Hills, MI
• 07/2024 → 01/2025
  Edward Jones
  St Louis, MO
• 01/2025 → Present
  Kestra Investment Services, Llc
  Bloomfield Hills, MI
• 01/2025 → Present
  Kestra Private Wealth Services
  Bloomfield Hills, MI

Previous Registrations

• 2024-07-12 → 2025-01-29
  Edward Jones
  Bloomfield Hills, MI
• 2022-10-13 → 2024-07-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Farmington Hills, MI
• 2013-07-22 → 2016-12-13
  Blackrock Investment Management, Llc
  Bloomfield Hills, MI
  Princeton, NJ
  Bloomfield Hills, MI
• 2006-11-20 → 2011-02-24
  Lincoln Financial Distributors, Inc.
  Beverly Hills, MI
  Las Vegas, NV
  Bloomfield Hills, MI
  Southlake, TX
• 2004-03-26 → 2006-09-28
  John Hancock Distributors Llc
  Beverly Hills, MI
  Boston, MA

Other Businesses

Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/22/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name: OWL PRIVATE WEALTH ADVISORS POSITION: Private wealth advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/22/2025 ADDRESS: 40701 Woodward Ave, Suite 103, Bloomfield Hills MI 48304, United States DESCRIPTION: Financial planning and wealth management Bus Name: JACKAVERY, INC POSITION: owner NATURE: pass through entity INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2025 ADDRESS: 852 Yarmouth, Bloomfield Hills MI 48301, United States DESCRIPTION: This business is setup as a pass-through entity for my Kestra compensation as per tax and legal advisors.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-10-10
• S66 Uniform Combined State Law Examination
  2013-07-18
• S63 Uniform Securities Agent State Law Examination
  1994-04-27

Other Names

• Karl Eric Schwartz