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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-03-11 |
| TX | RA | APPROVED | 2021-03-11 |
Branch Locations
655 W. Broadway Ste 1000, San Diego, CA 92101-8485 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Modesto | CA | 02/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Modesto | CA | 11/2016 | 03/2021 |
| Rbc Capital Markets, Llc | San Diego | CA | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-13 |
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