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David Raymond Rapp

Mutual Advisors, LLC

Greensboro, NC

Omaha, NE

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Current Employers
Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-10-24
  • NC RA
    APPROVED
    Since 2024-10-24

Branch Locations

620 Green Valley Rd. Ste. 206, Greensboro, NC 27408 • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2023 09/2024
Forsys Consulting Llc Mclean VA 09/2016 12/2020
Unemployed Greensboro NC 01/2021 03/2023
Mutual Advisors, Llc. Omaha NE 10/2024 Present
Mutual Securities, Inc. Camarillo CA 11/2024 Present
  • 06/2023 → 09/2024
    Edward Jones
    St Louis, MO
  • 09/2016 → 12/2020
    Forsys Consulting Llc
    Mclean, VA
  • 01/2021 → 03/2023
    Unemployed
    Greensboro, NC
  • 10/2024 → Present
    Mutual Advisors, Llc.
    Omaha, NE
  • 11/2024 → Present
    Mutual Securities, Inc.
    Camarillo, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-23
S65 Uniform Investment Adviser Law Examination 2001-09-19
S63 Uniform Securities Agent State Law Examination 1994-05-04
  • S66 Uniform Combined State Law Examination
    2023-08-23
  • S65 Uniform Investment Adviser Law Examination
    2001-09-19
  • S63 Uniform Securities Agent State Law Examination
    1994-05-04

View on SEC IAPD

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John B Bailey
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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · GREENSBORO, NC
BANKERS LIFE ADVISORY SERVICES, INC. · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
BY DESIGN FINANCIAL PLANNING · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC

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