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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-02-23
IL RA APPROVED 2018-02-23
TX RA APPROVED_RES 2018-02-22
  • FL RA
    APPROVED
    Since 2018-02-23
  • IL RA
    APPROVED
    Since 2018-02-23
  • TX RA
    APPROVED_RES
    Since 2018-02-22

Branch Locations

2155 Point Blvd Suite 100, Elgin, IL 60123 • United States

227 West Monroe Street, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Addison IL 11/1993 02/2018
Robert W Baird & Co., Incorporated Elgin IL 02/2018 Present
Previous Registrations
Other Businesses

Cary co Addison, IL Start date: 2/1/2016 secretary Hours per week: 0 Hours during trading: 0 Attend annual meeting, take notes at annual meeting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-11
S63 Uniform Securities Agent State Law Examination 1994-04-27
  • S66 Uniform Combined State Law Examination
    2007-04-11
  • S63 Uniform Securities Agent State Law Examination
    1994-04-27
Other Names
  • Richard Lee Bigaman

View on SEC IAPD

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