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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-19 |
| KY | RA | APPROVED | 2019-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Owensboro | KY | 05/2000 | 12/2017 |
| First Security Bank | Owensboro | KY | 06/2013 | 12/2017 |
| Hd Vest Investment Services | Owensboro | KY | 12/2017 | 11/2019 |
| Hd Vest Advisory Services | Owensboro | KY | 12/2017 | 11/2019 |
| Hd Vest Insurance Agency Llc | Irving | TX | 12/2017 | 11/2019 |
| Lpl Financial Llc | Lexington | KY | 11/2019 | Present |
1.09/16/2020; Daviess County Fiscal Court Government; Other - County Government; Not Investment Related; Owensboro,KY; Start Date 11/03/2020; 2hrs/mth; 9hrs during trading 2.07/29/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Kelly Capital Group; Investment Related; at Reported Business Location(s); Start Date 08/04/2026; 160hrs/mth; 160hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-03-25 |
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