Paul John Rizzo

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 05/2023 → Present
  Www.REtirementroad.COm
  Scottsdale, AZ
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-04-28 → 2007-05-01
  Wells Fargo Advisors Financial Network, Llc
  Scottsdale, AZ

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES AND LONG TERM CARE; (2) CREATIVE PRODUCT SOLUTIONS, LLC, DBA CELLUWIPES, 4026 S HAZELTON, TEMPE, AZ 85282, TECH SAFE CLEANING WIPE, SALES/OWNER, 5HR/WK, SALES OF PRODUCT. (3) RIZZO FINANCIAL GROUP, SAME AS OFFICE ADDRESS, START 05/01/2013, FINANCIAL EDUCATION CLASSES, INSTRUCTOR, 20HR/TWICE A YEAR, CLASS FEE PAID. (4) NAME OF OTHER BUSINESS: RIZZO FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 05/2005; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (5) NAME OF OTHER BUSINESS: RFG PROPERTIES LLC INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE ; POSITION/TITLE/RELATIONSHIP: OWNER START DATE: 03/2021 ; APX NUMBER OF HOURS PER WEEK: MINIMAL ; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ; BRIEF DESCRIPTION OF DUTIES:LLC TO HOLD REAL ESTATE ; (6) NAME OF OTHER BUSINESS: WWW.RETIREMENTROAD.COM , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EDUCATIONAL WEBSITE, START DATE: 05/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: WEBSITE FOR RETIREMENT EDUCATION AND LEAD GENERATION FOR INVESTMENT BUSINESS; (7) NAME OF OTHER BUSINESS: PRIME CORPORATE SERVICES; INVESTMENT RELATED: NO; ADDRESS: 5250 S COMMERCE DR STE 200 MURRAY, UT 84107; NATURE OF BUSINESS: REFERRAL SERVICES; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: REFERRAL PARTNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS FOR TAX PREPARATION, TAX PLANNING AND ESTATE PLANNING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-04-14
• S63 Uniform Securities Agent State Law Examination
  1994-06-24

Other Names

• Paul J Rizzo