Thomas Joseph Laughlin

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-03-18

NJ RA
APPROVED

Since 2022-03-18

Branch Locations

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

2145 State Route 35, Holmdel, NJ 07733 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Jpmorgan Securities Llc	Jackson	NJ	07/2015	02/2022
Wells Fargo Clearing Services, Llc	Oakhurst	NJ	02/2022	Present

07/2015 → 02/2022

Jpmorgan Securities Llc

Jackson, NJ
02/2022 → Present

Wells Fargo Clearing Services, Llc

Oakhurst, NJ

Previous Registrations

2015-07-28 → 2021-12-10

J.P. Morgan Securities Llc

Jackson, NJ

Howell, NJ

Manchester, NJ

Neptune, NJ
2012-09-19 → 2015-07-28

Santander Securities Llc

Freehold, NJ

Freehold, NJ

Piscataway, NJ

Edison, NJ

Toms River, NJ

Short Hills, NJ

East Brunswick, NJ

Long Branch, NJ

Piscataway, NJ
2012-06-08 → 2012-09-19

Lpl Financial Llc

Freehold, NJ
2011-11-15 → 2012-06-14

Morgan Stanley

Red Bank, NJ
2010-03-09 → 2011-11-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Red Bank, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-03-04

S66 Uniform Combined State Law Examination

2010-03-04

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews