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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-25 |
| FL | RA | APPROVED | 2018-06-04 |
| CO | RA | APPROVED | 2016-04-11 |
Branch Locations
210 University Boulevard Ste 800, Denver, CO 80206 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | Denver | CO | 04/2016 | Present |
Name/Address: Grantsville Ellsworth properties LLC 1835 Sequoia Drive Elko NV 89801 Start Date: 9/27/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Co-manager of LLC that holds mining rights Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-21 |
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