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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-02-27 |
| TX | RA | APPROVED_RES | 2024-01-24 |
| CA | RA | APPROVED | 2021-11-03 |
| WA | RA | APPROVED | 2021-11-03 |
| HI | RA | APPROVED | 1994-11-25 |
Branch Locations
733 Bishop Street Suite 1600, Honolulu, HI 96813 • United States
733 Bishop St, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Honolulu | HI | 02/1994 | Present |
1) Iolani School / Educational institution / 563 Kamoku Street Honolulu, HI 96816 / www.iolani.org / Intermediate Soccer Coach / Non Profit / 1500 USD / Start Date 10/10/2016 / 2) Securities Industry Financial Markets Association / Association (e.g. Trade or Industry, Sport)/ Officer / I will be secretary of the Hawaii Chapter of the Securities Industry Association. I will cut checks and balance their checkbook for quarterly meetings./ Start Date 3/2/2020 3) Home on Laukahi Street, Hawaii,United States,Rental Real Estate -- single family home.Real Estate,This will be a long-term rental home. It is a single-family residence that we plan to rent out on a long-term lease.Proprietor / owner,I will own the property but it will be managed by my wife and sons. Start date -1/8/2026
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-06-04 |
| S65 | Uniform Investment Adviser Law Examination | 1994-06-04 |
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