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Toby Michael Banks

Raymond James & Associates, Inc.

Jasper, AL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-01-14
  • AL RA
    APPROVED
    Since 2021-01-14

Branch Locations

401 19Th Street East, Jasper, AL 35501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Synovus Securities, Inc. Jasper AL 04/1997 10/2019
Synovus Bank Jasper AL 03/2006 10/2019
Synovus Securities Inc Jasper AL 10/2019 01/2021
Synovus Bank Jasper AL 10/2019 01/2021
Raymond James & Associates, Inc Jasper AL 01/2021 Present
Previous Registrations
  • 1997-10-28 → 2021-01-20
    Synovus Securities, Inc.
    Columbus, GA
    Jasper, AL
    Jasper, AL
    Jasper, AL
    Tuscaloosa, AL
    Birmingham, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-12
S63 Uniform Securities Agent State Law Examination 1995-04-24
  • S65 Uniform Investment Adviser Law Examination
    2001-03-12
  • S63 Uniform Securities Agent State Law Examination
    1995-04-24

View on SEC IAPD

Other Firms

STEWARD PARTNERS INVESTMENT ADVISORY, LLC
EDWARD JONES

Other Investors

THOMAS HARMON FERRELL
Luke T Ferrell
MICHAEL WAYNE WIGINTON
Jerry Clarence Porch
Jerry Clarence Porch
MATTHEW BRANTON LAIRD
Timothy Lee Ferguson
Andrew Wayne Bentley

Other Offices

STEWARD PARTNERS INVESTMENT ADVISORY, LLC · JASPER, AL
EDWARD JONES · JASPER, AL
EDWARD JONES · JASPER, AL

More in Jasper, AL

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