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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-04-02 |
| TX | RA | APPROVED | 2024-04-02 |
Branch Locations
102 19Th St E Suite 200, Jasper, AL 35501 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella & Co., Inc. | Boston | MA | 06/2017 | 12/2022 |
| Unemployed | Jasper | AL | 06/2016 | 06/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2022 | 01/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2022 | 01/2023 |
| Cantella & Co., Inc. | Malden | MA | 12/2022 | 01/2023 |
| Steward Partners Investment Solutions, Llc | Jasper | AL | 01/2023 | Present |
| H.L. Wiginton Capital Management, Llc | Jasper | AL | 01/2023 | Present |
| Steward Partners Investment Advisory, Llc | Jasper | AL | 04/2024 | Present |
MUSGROVE COUNTRY CLUB / 916 Country Club Rd, Jasper AL / 01/2022 / BOARD MEMBER / NIR / 2 HR/MO - 0 HR TRADING; CIRA / 1776 Pleasant Plain Rd, Fairfield IA 52556 / 11/2022 / IAR AFFILIATION / INV REL / 160 HR/MO 120 HR TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-16 |
| S66 | Uniform Combined State Law Examination | 1998-12-28 |
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