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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-04-02
TX RA APPROVED 2024-04-02
  • AL RA
    APPROVED
    Since 2024-04-02
  • TX RA
    APPROVED
    Since 2024-04-02

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

102 19Th St E Suite 200, Jasper, AL 35501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantella & Co Inc Boston MA 04/2009 12/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2022 01/2023
Cambridge Investment Research, Inc. Fairfield IA 12/2022 01/2023
Cantella & Co Inc Walden MA 04/2009 01/2023
Steward Partners Investment Solutions, Llc Jasper AL 01/2023 Present
H.L. Wiginton Capital Management, Llc Jasper AL 01/2023 Present
Steward Partners Investment Advisory, Llc Jasper AL 04/2024 Present
  • 04/2009 → 12/2022
    Cantella & Co Inc
    Boston, MA
  • 12/2022 → 01/2023
    Fairfield, IA
  • 12/2022 → 01/2023
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2009 → 01/2023
    Cantella & Co Inc
    Walden, MA
  • 01/2023 → Present
    Steward Partners Investment Solutions, Llc
    Jasper, AL
  • 01/2023 → Present
    H.L. Wiginton Capital Management, Llc
    Jasper, AL
  • 04/2024 → Present
    Jasper, AL
Previous Registrations
Other Businesses

1) H.L. WIGINTON CAPITAL MANAGEMENT, LLC, 102 19th Street East, suite 200, jasper AL 35501, 11/2022, President, Using Trade Name/dba, INV REL, 320 HR/MO, 130 HR/MO Trading 2) MWIG4 LLC; 102 19th Street East, suite 200, jasper AL 35501, 11/2022, Manager, Real Estate, NIR, 4 HR/MO, 4 HR/MO Trading 3) MWIG2 LLC; 102 19th Street East, suite 200, Jasper AL 35501; 07/2021; Manager; Real Estate; 4-5HRS/MO, 0 HR/MO During Trading Hours; Not investment related. 4) MICHAEL W WIGINTON, 102 19th Street East, suite 200, suite 200, jasper AL 35501, 11/2022, Agent, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 1 HR/MO, 1 HR/MO Trading 5) The Grand Residences; HOA; Panama City, FL; Board Member for HOA; 09/01/2023; 1HR/MO, 0 HR/MO During Trading Hours; Not investment related. 6) MWIG3 LLC; Residential Real Estate Acquisition and Development; Jasper, AL; Business Ownership; 09/12/2023; 4-5HRS/MO, 0 HR/MO During Trading Hours; Not investment related. 7) 5PT, LLC; Real Estate Investment; Jasper, AL, 50% shareholder of LLC; 10/31/2023; 8-12 HRS/MO, 0 HRS/MO during trading hours; not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-26
S63 Uniform Securities Agent State Law Examination 1993-02-10
  • S66 Uniform Combined State Law Examination
    2006-06-26
  • S63 Uniform Securities Agent State Law Examination
    1993-02-10
Designations
Other Names
  • Mike Wiginton
  • Michael Wayne Wiginton
  • Michael Wayne Wiginton

View on SEC IAPD

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