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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-04-02
TX RA APPROVED 2024-04-02
  • AL RA
    APPROVED
    Since 2024-04-02
  • TX RA
    APPROVED
    Since 2024-04-02

Branch Locations

102 19Th St E Suite 200, Jasper, AL 35501 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantella & Co., Inc. Malden MA 05/2021 12/2022
Maddox Intermediate School And Jasper High School. Jasper AL 05/2011 05/2017
Musgrove Country Club Jasper AL 08/2016 12/2016
Waterworks Jasper AL 06/2017 08/2017
University Of Alabama Tuscaloosa AL 09/2017 04/2021
No. Ol'COlony Golf Complex Tuscaloosa AL 02/2018 04/2019
No. Musgrove Country Club Jasper AL 05/2019 07/2019
No. Musgrove Country Club Jasper AL 05/2020 07/2020
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2022 01/2023
Cambridge Investment Research, Inc. Fairfield IA 12/2022 01/2023
Steward Partners Investment Solutions, Llc Jasper AL 01/2023 Present
H.L. Wiginton Capital Management, Llc Jasper AL 01/2023 Present
Steward Partners Investment Advisory, Llc Jasper AL 04/2024 Present
  • 05/2021 → 12/2022
    Cantella & Co., Inc.
    Malden, MA
  • 05/2011 → 05/2017
    Maddox Intermediate School And Jasper High School.
    Jasper, AL
  • 08/2016 → 12/2016
    Musgrove Country Club
    Jasper, AL
  • 06/2017 → 08/2017
    Waterworks
    Jasper, AL
  • 09/2017 → 04/2021
    University Of Alabama
    Tuscaloosa, AL
  • 02/2018 → 04/2019
    No. Ol'COlony Golf Complex
    Tuscaloosa, AL
  • 05/2019 → 07/2019
    No. Musgrove Country Club
    Jasper, AL
  • 05/2020 → 07/2020
    No. Musgrove Country Club
    Jasper, AL
  • 12/2022 → 01/2023
    Fairfield, IA
  • 12/2022 → 01/2023
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2023 → Present
    Steward Partners Investment Solutions, Llc
    Jasper, AL
  • 01/2023 → Present
    H.L. Wiginton Capital Management, Llc
    Jasper, AL
  • 04/2024 → Present
    Jasper, AL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-25
  • S66 Uniform Combined State Law Examination
    2021-07-25

View on SEC IAPD

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