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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-28 |
| KS | RA | APPROVED | 1997-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lawrence | KS | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Lawrence | KS | 03/2020 | Present |
Business Ownership; Cary and Associates; Owner; S Corp established to pay bills, payroll, etc.; 1319 Wakarusa Drive, Ste B , , Lawrence, KS, 66049; Not Investment-Related; 01/01/2000; 10 to 19 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-04-14 |
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