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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-04
NY RA APPROVED 2025-09-16
UT RA APPROVED 2023-01-19
AZ RA APPROVED 2019-06-10
  • TX RA
    APPROVED
    Since 2026-08-04
  • NY RA
    APPROVED
    Since 2025-09-16
  • UT RA
    APPROVED
    Since 2023-01-19
  • AZ RA
    APPROVED
    Since 2019-06-10

Branch Locations

9336 E Raintree Drive Suite 110, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 11/2013 05/2019
Penn Mutual Life Insurance Co Horsham PA 08/2017 04/2019
Guardian Life Insurance Company Of America Scottsdale AZ 05/2019 Present
Park Avenue Securities Scottsdale AZ 05/2019 Present
  • 11/2013 → 05/2019
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 08/2017 → 04/2019
    Penn Mutual Life Insurance Co
    Horsham, PA
  • 05/2019 → Present
    Guardian Life Insurance Company Of America
    Scottsdale, AZ
  • 05/2019 → Present
    Park Avenue Securities
    Scottsdale, AZ
Previous Registrations
Other Businesses

1. Insurance Brokerage, Agent, Address: 7047 E Greenway Parkway, Scottsdale, AZ, 85254, Start: 01/01/2018 1 total hour per month, 1 during securities trading hours, Less than 10% annual compensation, Investment related, 2. Harbor View LLC - Land Investments, Start: 07/26/2021, Address: 10062 Harbor Avenue Mohave Valley AZ 86440, 1 total hour per month; 1 during securities trading hours, Less than 10% annual compensation, Investment related, 3. Dream Q Brokerage LLC, Owner of LLC, sell insurance products other than Guardian, Start: 09/18/2017, Address: 8989 N. Gainey Center Drive Unit 132, Scottsdale AZ 85258, 1 total hour per month, 1 during securities trading hours, Less than 10% annual compensation, Investment related, 4. A.I.O.U. Music Recording Artist, Start Date: 8/25/26, Nature: Songwriter, Address: 8989 N. Gainey Center Dr. Unit 132 Scottsdale, AZ 85258, Duties: Owner/compose songs with a band name A.I.O.U. and wish to market my music on popular music streaming platforms, 3 total hours per month; 0 during securities trading hours, Not investment related,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-15
  • S63 Uniform Securities Agent State Law Examination
    1994-04-15
Designations
Other Names
  • Horazio Joseph Cappello
  • Horacio Cappello
  • Oracio Cappello
  • Roz Cappello

View on SEC IAPD

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