Inactive

James Ross Foxen

Cornerstone Advisory

Hunt Valley, MD

Claim This Profile

Current Employers

Cornerstone Advisory

211 Old Padonia Road, Hunt Valley, MD 21030 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-11-16

MD RA
APPROVED

Since 2023-11-16

Branch Locations

211 Old Padonia Road, Hunt Valley, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Investors Distribution Company	Charlotte	MD	04/2016	03/2017
Brighthouse Securities, Llc	Charlotte	NC	03/2017	08/2017
Kestra Financial, Inc.	Towson	MD	12/2017	01/2019
Unemployed	Severna Park	MD	08/2017	12/2017
Cornerstone Advisory	Hunt Valley	MD	01/2019	Present

04/2016 → 03/2017

Metlife Investors Distribution Company

Charlotte, MD
03/2017 → 08/2017

Brighthouse Securities, Llc

Charlotte, NC
12/2017 → 01/2019

Kestra Financial, Inc.

Towson, MD
08/2017 → 12/2017

Unemployed

Severna Park, MD
01/2019 → Present

Cornerstone Advisory

Hunt Valley, MD

Previous Registrations

2017-12-22 → 2019-01-22

Kestra Advisory Services, Llc

Towson, MD

Austin, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-10-19
S63	Uniform Securities Agent State Law Examination	1999-06-28

S65 Uniform Investment Adviser Law Examination

2017-10-19
S63 Uniform Securities Agent State Law Examination

1999-06-28

Other Names

Jim Foxen

View on SEC IAPD

Other Firms

BAY HARBOR WEALTH MANAGEMENT, LLC

ABS CAPITAL PARTNERS, INC.

GROFF WEALTH MANAGEMENT

MONUMENTAL WEALTH, LLC

BUSH RIVER TRUST, LLC

OSAIC WEALTH, INC.

INDEPENDENT FINANCIAL PARTNERS

AE WEALTH MANAGEMENT, LLC

Other Investors

Andrew Benjamin Anthony

LANCE REID SCOTT

JOHN FRANCIS MORAN

Jack Richard Sweiderk

WILSON CROSBY TALIAFERRO

Cristina Polvinale Kothari

JOHN LUKE CHARLTON

Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD

ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD

GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD

MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD

BUSH RIVER TRUST, LLC · HUNT VALLEY, MD

OSAIC WEALTH, INC. · HUNT VALLEY, MD

INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD

AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

More in Hunt Valley, MD

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor