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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2007-02-02
  • OH RA
    APPROVED
    Since 2007-02-02

Branch Locations

148 N Summit St, Toledo, OH 43604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Wauseon OH 12/1992 Present
Northwestern Mutual Life Insurance Co Milwaukee WI 09/1999 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 09/1999 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2013 Present
  • 12/1992 → Present
    Self Employed
    Wauseon, OH
  • 09/1999 → Present
    Northwestern Mutual Life Insurance Co
    Milwaukee, WI
  • 09/1999 → Present
    Milwaukee, WI
  • 08/2013 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, MUSICIAN/SOLOIST, MOSTLY ON ISLAND IN LAKE ERIE -, PUT-IN-BAY, , OHIO, 43456, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 9/10/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FOR MANY YEARS I HAVE SANG AT PARADES, MONUMENTS, FUNERALS, DEDICATIONS,CHURCH SERVICES, MEMORIAL AND 4TH OF JULY EVENTS FOR FREE ( I HAVE ALWAYS REFUSED MONEY AND TOLD THEM TO GIVE TO A CHARITY IF THEY FEEL THE NEED TO DO SO. BUT I AM HAVING ISSUES WITH A COUPLE 80 YEAR OLD VETERNS (WHO I HAVE KNOWN ALL MY LIFE) ON NOT TAKING MONEY SO DOING FORM TO COVER IF AND WHEN THEY WILL NOT TAKE NO FOR AN ANSWER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-28
S63 Uniform Securities Agent State Law Examination 1994-03-24
  • S66 Uniform Combined State Law Examination
    2006-08-28
  • S63 Uniform Securities Agent State Law Examination
    1994-03-24
Other Names
  • Deborah E Parker

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