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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2007-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Wauseon | OH | 12/1992 | Present |
| Northwestern Mutual Life Insurance Co | Milwaukee | WI | 09/1999 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 09/1999 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2013 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, MUSICIAN/SOLOIST, MOSTLY ON ISLAND IN LAKE ERIE -, PUT-IN-BAY, , OHIO, 43456, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 9/10/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FOR MANY YEARS I HAVE SANG AT PARADES, MONUMENTS, FUNERALS, DEDICATIONS,CHURCH SERVICES, MEMORIAL AND 4TH OF JULY EVENTS FOR FREE ( I HAVE ALWAYS REFUSED MONEY AND TOLD THEM TO GIVE TO A CHARITY IF THEY FEEL THE NEED TO DO SO. BUT I AM HAVING ISSUES WITH A COUPLE 80 YEAR OLD VETERNS (WHO I HAVE KNOWN ALL MY LIFE) ON NOT TAKING MONEY SO DOING FORM TO COVER IF AND WHEN THEY WILL NOT TAKE NO FOR AN ANSWER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-24 |
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