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Laura Ann Forlines

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-06
MI RA APPROVED 2010-05-07
  • TX RA
    APPROVED
    Since 2023-04-06
  • MI RA
    APPROVED
    Since 2010-05-07

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated North Olmsted OH 06/1996 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-29
S63 Uniform Securities Agent State Law Examination 1996-10-08
  • S66 Uniform Combined State Law Examination
    2004-07-29
  • S63 Uniform Securities Agent State Law Examination
    1996-10-08
Other Names
  • Laura A Trocchio
  • Laura Ann Trocchio
  • Laura Ann Trocchio

View on SEC IAPD

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