Douglas Baugh Doster

Current Employers

On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-03-29
MS	RA	APPROVED	2010-05-20
AR	RA	APPROVED	2010-05-17
TN	RA	APPROVED	2004-08-03

TX RA
APPROVED_RES

Since 2019-03-29
MS RA
APPROVED

Since 2010-05-20
AR RA
APPROVED

Since 2010-05-17
TN RA
APPROVED

Since 2004-08-03

Branch Locations

606 S Mendenhall Suite 302, Memphis, TN 38117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The O.N. Equity Sales Company	Cincinnati	OH	07/2004	Present

07/2004 → Present

The O.N. Equity Sales Company

Cincinnati, OH

Previous Registrations

2004-03-31 → 2004-08-03

Raymond James Financial Services, Inc.

Memphis, TN

Other Businesses

1) DOSTER FINANCIAL; NOT INVESTMENT RELATED; 5101 Wheelis Drive, Suite 305 MEMPHIS TN 38117; INSURANCE SALES; AGENT; 07/01/1995-CURRENT; 60 TO 80 HOURS/MONTH; 60 TO 80 DURING SECURITIES TRADING HOURS/MONTH SELLING LIFE & HEALTH INSURANCE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-05-10
S63	Uniform Securities Agent State Law Examination	1994-04-22

S66 Uniform Combined State Law Examination

2010-05-10
S63 Uniform Securities Agent State Law Examination

1994-04-22

View on SEC IAPD

Current Employers

On Investment Management Co

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews