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Walter Howard Powell

Morgan Stanley

Memphis, TN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-05
TN RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • TN RA
    APPROVED
    Since 2009-06-01

Branch Locations

6410 Poplar Avenue Suite 600, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Memphis TN 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Memphis, TN
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

(1) Inherited Farmland / Rental Property / Effective August-2014 / 5 hours outside biz hours (2) *484199 - Trust / Investment Related / Brownsville, TN / Start March-2022 / 0 hours devoted per month / 0 after business hours (3) *484204 - POA / Investment Related / Brownsville, TN / Start February-2022 / 0 hours devoted per month / 0 after business hours (3) *484206 - Estate / Investment Related / Brownsville, TN / Start February-2022 / 0 hours devoted per month / 0 after business hours (4) *488258 - Estate / Investment related / Germantown, TN / Start July-2017 / 0 hours devoted per month / 0 after business hours (5) *488259 - POA / Investment Related / Germantown, TN / Start June-2018 / 0 hours devoted per month / 0 after business hours (6) *484209 - Trust / Investment Related / Spring Hill, TN / Trust / Trustee/Co-Trustee / Start February-2022 / 0 hours devoted per month / 0 after business hours / Estate Administration *206788 - Hopkins Farms; Investment related: Yes; Brownsville, Tennessee; Agriculture; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 8/2014; During business hours: 0; After business hours: 1; Administrative

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-14
S63 Uniform Securities Agent State Law Examination 1994-04-07
  • S65 Uniform Investment Adviser Law Examination
    1994-04-14
  • S63 Uniform Securities Agent State Law Examination
    1994-04-07
Other Names
  • Walt Powell
  • Walter Howard Powell

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