Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-05 |
| TN | RA | APPROVED | 2009-06-01 |
Branch Locations
6410 Poplar Avenue Suite 600, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Memphis | TN | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
(1) Inherited Farmland / Rental Property / Effective August-2014 / 5 hours outside biz hours (2) *484199 - Trust / Investment Related / Brownsville, TN / Start March-2022 / 0 hours devoted per month / 0 after business hours (3) *484204 - POA / Investment Related / Brownsville, TN / Start February-2022 / 0 hours devoted per month / 0 after business hours (3) *484206 - Estate / Investment Related / Brownsville, TN / Start February-2022 / 0 hours devoted per month / 0 after business hours (4) *488258 - Estate / Investment related / Germantown, TN / Start July-2017 / 0 hours devoted per month / 0 after business hours (5) *488259 - POA / Investment Related / Germantown, TN / Start June-2018 / 0 hours devoted per month / 0 after business hours (6) *484209 - Trust / Investment Related / Spring Hill, TN / Trust / Trustee/Co-Trustee / Start February-2022 / 0 hours devoted per month / 0 after business hours / Estate Administration *206788 - Hopkins Farms; Investment related: Yes; Brownsville, Tennessee; Agriculture; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 8/2014; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-07 |
Reach out to this advisor