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Hugh Nickolas Hendrix

Mutual Advisors, LLC

Clayton, MO

Omaha, NE

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Current Employers
Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-05-24
  • MO RA
    APPROVED
    Since 2019-05-24

Branch Locations

165 North Meramec Ave. Suite 430, Clayton, MO 63105 • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Inc. Ladue MO 11/1993 04/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 04/2019
Mutual Securities, Inc. Camarillo CA 05/2019 07/2022
Mutual Advisors, Llc. Omaha NE 05/2019 Present
  • 11/1993 → 04/2019
    Fidelity Brokerage Services, Inc.
    Ladue, MO
  • 07/2018 → 04/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 05/2019 → 07/2022
    Mutual Securities, Inc.
    Camarillo, CA
  • 05/2019 → Present
    Omaha, NE
Previous Registrations
  • 2018-07-13 → 2019-04-17
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 1998-02-13 → 2018-07-13
    Chesterfield, MO
    St. Louis, MO
    Ladue, MO
Other Businesses

1. Boland Place Farms, LLC., Start Date: 11/01/2004, 21 Faulkner Dr., Unit 31C, St. Charles, MO 63303, LLC, Farming, Owner, Farming, Not Investment Related, 5 hours per month, 0 hours per day during trading hours. 2. Independent Insurance Agent, Start Date: 09/01/2019, 165 North Meramec Ave., Suite 430, Clayton, MO 63105, Sole-proprietor, Agent, Insurance Sales, Sales of general insurance, life insurance, long term care, disability and health, Not Investment Related, 0-4 hours per month, 0-4 hours per day during trading hours. 3. Hawthorne Capital Wealth Advisors, LLC., Start Date: 10/07/2022, 165 North Meramec Ave., Suite 430, Clayton, MO 63105, LLC, Renting office space and sharing office expenses, Member, Renting office space and sharing office expenses, Not Investment Related, 1 Hour per month, less than 1 Hour per day during trading hours. 4. Door Dash, Start Date: 04/01/2023, 21 Faulkner Dr., Unit 31C, St. Charles, MO 63303, Delivery, Delivery Driver, Deliver Food, Not Investment Related, 20 Hours per month, 0 Hours per day during trading hours. 5. Delivery Service (Instacart, Grubhub, Ubereats, etc.), Start Date: 12/20/2023, 21 Faulkner Dr., Unit 31C, St. Charles, MO 63303, Individual, Delivery Services (ie DoorDash, Instacart, Grubhub, Ubereats, Uber, etc.), Self Employed Individual, Delivery services, I already have DoorDash as an approved OBA, I want to add other apps I can use when DoorDash is slow, I plan on 20 to 30 hours per week on delivery services (NOT 20 to 30 hours per app), Not Investment Related, 80 Hours per month, 0 Hours per day during trading hours. 6. Boland Place Investment Management, LLC., Start Date: 06/17/2026, 21 Faulkner Dr., Unit 31C, St. Charles, MO 63303, LLC, Pass through entity, Owner, Pass through entity, Investment Related, 160 Hours per month, 8 Hours per day during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-10
S63 Uniform Securities Agent State Law Examination 1994-03-15
  • S66 Uniform Combined State Law Examination
    2000-08-10
  • S63 Uniform Securities Agent State Law Examination
    1994-03-15
Designations
Other Names
  • Nick Hendrix

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