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Robert Louis Saak

Wells Fargo Clearing Services, LLC

Hermosa Beach, CA

El Segundo, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-28
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2017-01-28
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

1501 Pacific Coast Hwy, Hermosa Beach, CA 90254 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Torrance CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Torrance CA 11/2016 Present
Previous Registrations
  • 2007-06-29 → 2011-01-03
    Wells Fargo Investments, Llc
    Torrance, CA
    Torrance, CA
    El Segundo, CA
  • 1998-05-12 → 2007-07-02
    Banc Of America Investment Services, Inc.
    Pacific Palisades, CA
    Pacific Palisades, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-03
S63 Uniform Securities Agent State Law Examination 1994-02-18
  • S65 Uniform Investment Adviser Law Examination
    1997-10-03
  • S63 Uniform Securities Agent State Law Examination
    1994-02-18

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · HERMOSA BEACH, CA
COVE STREET CAPITAL, LLC · HERMOSA BEACH, CA
TERPSI CAPITAL LP · HERMOSA BEACH, CA
MARLIN EQUITY PARTNERS · HERMOSA BEACH, CA
JAGUAR CAPITAL ADVISORS USA, LLC · HERMOSA BEACH, CA
STEP AHEAD CAPITAL, LLC · HERMOSA BEACH, CA
EXCELLION FINANCE MANAGEMENT, LLC · HERMOSA BEACH, CA
J.P. MORGAN SECURITIES LLC · HERMOSA BEACH, CA

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