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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-17 |
| TN | RA | APPROVED | 2024-09-19 |
Branch Locations
5100 Poplar Ave Suite 1501, Memphis, TN 38137 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Memphis | TN | 03/2009 | 09/2024 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 09/2024 |
| Prospera Financial Services Inc | Dallas | TX | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-03 |
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